Category: Discrimination

Investigating Workplace Harassment Complaints Webinar

Top 7 Tips for Investigating Workplace Harassment Complaints (Webinar)

On November 16, 2017, I presented a complimentary webinar on Investigating Workplace Harassment Complaints. For those who weren’t able to attend the live webinar, I’m happy to make it available for you to watch at your convenience.

In the webinar, I discuss my Top 7 Tips for Investigating Workplace Harassment Complaints:

  1. Be Prompt and Thorough
  2. Maintain Appropriate Confidentiality
  3. Get Buy-in from the Complainant
  4. Put It in Writing
  5. Involve Your Attorney
  6. Reach Conclusions, but Not Too Early
  7. Avoid Retaliation

Click below to access the supplemental materials for this webinar:

  1. Webinar Slides
  2. Guide to Investigating Workplace Harassment Investigations

Why You Should Watch This Webinar

Reports of sexual harassment have flooded all media channels recently. This accounts highlight the need for business organizations to be proactive in avoiding workplace harassment in the first place. But that isn’t always possible. When harassment allegations do come to light, employers must respond appropriately to prevent escalation, which can have devastating negative consequences.

Organizations must investigate every allegation of harassment, even when the victim prefers to keep the matter confidential. Harassment is wrong and detrimental to productivity in the first place. But, once management knows of inappropriate conduct, failure to promptly investigate and take appropriate corrective action can also result in significant legal liability.

This webinar gives some important tips on how to investigate harassment  complaints without making things worse. It includes practical advice and potential pitfalls for human resources professionals and management.

Managers Accountable Workplace Harassment

When Are Managers Accountable for Workplace Harassment?

Anti-harassment policy? Check. Complaint procedure? Check. Training? Check. What more can an organization do to avoid harassment in the workplace? One thing they must do is hold their managers accountable.

For many employment law purposes, managers and supervisors are “the employer.” They are the ones whose actions can most directly lead to the business itself being liable. But that’s not the only reason they need to be held accountable.

You don’t need a lawyer to tell you that good managers and supervisors are vital to business success. But maybe I can help you think about how important the issue of workplace harassment is.

[And if you want to learn more about how to investigate workplace harassment complaints, watch my free webinar.]

Harassment Doesn’t Prevent Itself

“Harassment” is a broad term. It could include simply being obnoxious, which isn’t necessarily illegal. But when talking about workplace harassment, we typically mean unwelcome conduct related to a legally protected category. It’s not just sexual harassment. Discrimination laws prohibit harassment based on numerous characteristics. Age, race, disability, and religion are just a few of the most prevalent.

No workplace with more than a few employees can simply rest assured that these topics won’t come up in ways that make some employees uncomfortable. You must be proactive both to prevent harassment in the first place and stop it before it escalates. Even if managers themselves avoid doing or saying inappropriate things, they must keep other employees in line.

All Harassment Is Bad for Business

Not all harassment that occurs at work violates employment discrimination laws. [For more on the legal nuances, read What Makes Workplace Harassment Unlawful?.]

But virtually all workplace harassment has negative consequences. If nothing else, it makes the victim of harassment less comfortable in their job. That usually hurts productivity. Lower productivity creates plenty of problems, including lower overall morale. Reduced worker morale also leads to higher absenteeism and even lower productivity. Eventually this can mean lower revenue. Loss of profits can necessitate layoffs. . . .

And all that can occur if only one employee perceived harassment just once! Nevermind that the employee may tell a co-worker, who may also become uncomfortable. The second employee’s discomfort can be because they also feel offended by what the “harasser” did. Or just because they feel bad for their co-worker. Or because they don’t know whether they should tell someone else, etc.

As the story spreads, potentially with some details morphing in various directions, many employees become involved. And the impacts on the organization multiply.

Managers’ Role

Sure, managers have many duties. But, generally, a primary function is to keep other employees productive. Hence, they can’t tolerate harassment and its potentially disastrous implications.

Yes, it’s a given that managers must understand what harassment is and refrain from engaging in it. They should set the example for the people below them. This alone is easier said than done.

Beyond that, all managers have to be attentive to what other employees are doing and respond when someone crosses the line. They can’t hear something inappropriate and just write it off as an innocent joke. If there is any indication that the conduct may have offended someone, then the manager must step in, at least to report it to the appropriate personnel so they can investigate.

Similarly, when employees report incidents of possible harassment to managers, the managers can’t just handle it themselves. They must involve others as appropriate, consistent with the organization’s anti-harassment policy. Usually, the company will need to investigate carefully, and the manager may not be the right one to do that.

Besides the effects on morale and productivity, there are legal consequences when managers don’t do the right things.

Employer Liability

Employers are strictly liable when an owner or high-level manager commits unlawful harassment. In these cases, the employer can argue that no harassment occurred. But it probably won’t avoid liability by proving that the victim didn’t report the harassment.

Employers may also be automatically liable for harassment by lower-level managers and supervisors with sufficient control over the working conditions of the victim.

When coworkers or lower-level managers with no direct control over the victim’s working conditions engage in harassment, their employers are not necessarily responsible. In these cases, the employer’s legal obligation usually kicks in only when it (through higher level managers) knew or should have known about the harassment.

Manager Liability

The New York Human Rights Law, unlike Title VII, directly holds some managers accountable for harassment. It permits individual liability for both employees who commit harassment and supervisors who ignore their duty to investigate and remedy it.

Although plaintiffs usually file harassment complaints against the employing entity, they sometimes also name individual employees as defendants. Depending on the circumstances, the employer may or may not pay for the manager’s legal defense or any settlement or verdict against him or her.

How To Hold Managers Accountable

First, position them for success. Employers should provide training for all managers on harassment, including their heightened responsibilities in dealing with it.

Second, monitor managers’ performance in this area. If nothing else, pay attention when complaints come forward. Determine which managers may or should have known something sooner. Investigate that and the incident of harassment.

Third, discipline when warranted. Remember all the potential costs of harassment to your company? You can’t afford bear those repeatedly. If a manager put the business at risk by not handling a harassment situation properly, don’t just let it go. Sometimes it may be sufficient to retrain the manager. In more egregious situations formal discipline up to termination may be in the company’s best interest, even if the manager brings a lot to the table in other areas.

Fourth, hire the right managers. Arguably, this could be the first step. But few employers will start out by focusing on hiring people who are good at freeing a workplace of harassment. That can change, though, after a couple of bad situations come to light. Remember that just because someone is great at making widgets, it doesn’t mean they will make a great widget manager. It’s more likely that a great manager can succeed in the role even if they don’t personally know how to make the widgets. As long as they can keep the people who are great at making widgets in line, the business can be productive.

 

For those whose role includes investigating harassment complaints, don’t miss my Top 7 Steps for Investigating Workplace Harassment Complaints.

New York Sexual Harassment Law

New York Sexual Harassment Law Covers All Employers

The New York Human Rights Law prohibits sexual harassment in all workplaces across the state. The law also bans other forms of discrimination and harassment by employers with at least 4 employees. But, in 2015, the law was amended to extend the protection against sexual harassment to all employers of any size.

Under federal law, Title VII of the Civil Rights Act of 1964 prohibits sex discrimination, including sexual harassment, in employment in organizations with at least 15 employees.

Treating New York Sexual Harassment Differently

The Sponsor’s memorandum proposing that sexual harassment be prohibited in all workplaces emphasized New York’s historic role in promoting women’s rights:

“New York State has a proud history and tradition of leading the nation in progressive ideas and reforms, especially in respect to women’s rights. In 1848, the Women’s Suffrage Movement was born at the first Women’s Rights Convention in Seneca Falls, New York. From that moment in time, and continuing through today, this State has been the home of female leaders and visionaries, from Elizabeth Cady Stanton who initiated the first organized women’s rights and women’s suffrage movements, to Audre Lorde, a leading African American poet and essayist who gave voice to role models for not only their generation, but for all future generations.”

It then expressed concern that the State should renew this tradition:

“Over the years, New York has fallen behind in its role as a progressive leader on women’s rights. Statistics clearly show that women in New York State are not treated equally to men. This legislation will reverse that trend.”

What Is “Sex”?

The New York sexual harassment law may also be broader than federal laws, as State regulations now expressly define the term “sex” to include gender identity and the status of being transgender.

Indeed, the State regulations specifically provide that “Harassment on the basis of a person’s gender identity or the status of being transgender is sexual harassment.”

Forms of Sexual Harassment

Under the Human Rights Law and Title VII, there are two forms of sexual harassment:

“Hostile work environment” harassment consists of comments, acts, conduct, behavior, etc., of intimidation, humiliation, or ridicule of a sexual nature or based on an individual’s sex. For more, read What Makes Workplace Harassment Unlawful?.

“Quid pro quo” harassment involves a request for sexual activity in exchange for favorable job treatment. Whereas a hostile work environment can exist based on any protected characteristics (e.g., race, religion, age), quid pro quo harassment can only apply to sexual harassment.

When Is an Employer Liable for Sexual Harassment?

Employers are strictly liable when an owner or high-level manager commits unlawful harassment. This means the employer cannot defend itself by arguing it was not aware of or responsible for the harassment. (It could still contest whether harassment occurred.)

Employers may also be strictly liable for sexual harassment by lower-level managers and supervisors with sufficient control over the working conditions of the victim.

In cases of harassment by coworkers or lower-level managers with no direct control over the victim’s working conditions, employers may only become legally responsible when they knew or should have known about the harassment. For example, if an employee reports harassment by a co-worker, and it nonetheless continues, then the employer may be liable.

Avoiding Liability

The best approach is to take reasonable precautions and prevent sexual harassment before it happens. This primarily occurs through training of all employees, including supervisors.

But employers do not always have perfect control over what their employees do. So when there is concern that someone has crossed a line, the employer must act prudently to ensure that the behavior stops. The first step to accomplishing this is having an effective complaint procedure. The second step is investigating all complaints thoroughly. The third step is taking appropriate remedial action based on the investigation.

[Sign up for my free webinar on Investigating Workplace Harassment Complaints Without Making It Worse.]

Individual Liability

The New York Human Rights Law, unlike Title VII, also permits individuals to be found directly liable for sexual harassment. This can affect both employees who commit sexual harassment and supervisors who ignore their duty to investigate and remedy it.

No Retaliation

When employers receive complaints of sexual harassment, they must ensure that no one retaliates against the person who made the complaint, the victim of harassment, or any other employees involved in bringing the complaint forward.

Investigators must remind the subjects of harassment investigations that they cannot retaliate. Any retaliation that nonetheless occurs must be taken seriously.

Retaliation includes any negative action, not just formal job-related consequences. It can even include action outside of the workplace and things done after the employee has left employment.

Penalties

Employees have up to 3 years to file sexual harassment claims in New York. Under the Human Rights Law, an aggrieved employee can recover lost wages and benefits (backpay and frontpay), emotional distress, and compensatory damages. Unlike Title VII, the Human Rights Law does not cap potential emotional distress damages. However, the Human Rights Law does not provide for punitive damages like Title VII does.

Generally, attorneys’ fees are not available under the Human Rights Law’s employment provisions. However, recent amendments now permit the prevailing party to obtain an attorney’s fee award in sex discrimination cases only. This includes New York sexual harassment cases.

Be Prepared

No employer wants to deal with allegations of sexual harassment. But even the best-run organizations must be proactive to avoid it.

This includes having a well-written anti-harassment policy and conducting periodic training. It also includes being ready to investigate promptly and effectively.

Individuals within an organization who are responsible for investigating sexual harassment should obtain appropriate training. One resources is this free webinar, where I discuss My Top 7 Tips for Performing this Unenviable Task That Everyone Wishes Wasn’t Necessary